Case 05. The Limits of Expertise

Last Updated: July 6, 2016

Situation

Alice Alphonse, a research associate in a survey research group at a private firm, has been  called on to testify in the state legislature following her recent completion of a state funded project on wage and cooperation in the state’s food processing industry. A recent explosion in one of these five plants has raised questions about safety standards and practices in the industry. Alphonse’s work consisted of off-site interviews with a sample of approximately 200 workers. It is difficult to secure the compensation of workers because they feared retaliation by management. Her work was funded by a state grant, obligating her to respond to the state. She is uncertain that she has sufficient data on plant safety. While information on safety was volunteered by some workers in response to an open-ended question on job satisfaction, she did not specifically collect information on the safety aspects of work in the plants.

Questions

  1. What are Alphonse’s boundaries of competence to testify on safety matters?
  2. What are her obligations to protect her sources?
  3. Is it her ethical obligation to divulge whatever she has heard about safety in the interest of the public good?
  4. What ethical issues are faced in public testimony? Does this kind of presentation differ from written research findings presentation and if so, how?
  5. Does she have sufficient information to meet the threshold of inference?

Discussion

This situation requires that Dr. Alphonse evaluate the utility of her data given the state request. Her data, on wages and compensation, are not addressed to the issue of safety. Nor does she appear to be a sociologist with general expertise on issue of health and safety. Dr. Alphonse must weigh her ability to testify as an expert in this case. If she decides that the request represent a vital issue on which she can provide some data, she must evaluate the utility of her data. She does have data on safety but it is a very limited type of information that cannot provide an assessment of how workers in the five plants evaluate the safety of their working conditions. Finally, if she decides that even a indication of how many workers mentioned safety as a issue, she must consider how she can provide these data in a way that is consonant with the protection of her respondents. Therefore, if Dr. Alphonse decides to testify, she cannot misrepresent her expertise on this topic, she must clearly state the limits of her data, and she is required to protect the confidentiality of her respondents.