This case, based on a real situation, was widely publicized (e.g., see
the special issue of the American Sociologist, 1995?). It illustrates
the way one sociologist chose to deal with conflicts between ethics and
law. Scarce's refusal to testify was based on the principle of
confidentiality, as stated in the previous Code:
Confidential information provided by research participants must be
treated as such by sociologists, even when this information enjoys no
legal protection or privilege and legal force is applied (Code of
Ethics, 1989:3).
Scarce, and the ASA, argued that sociological research is inhibited if
absolute promise of confidentiality is not given to research
participants. Research participants will be less willing to “cooperate
in future research if investigators are unable to pledge
confidentiality, or, having promised to protect the subjects, are
forced to breach this promise.” In addition, investigators will avoid
specific participants or high-risk research topics that are likely to
“give rise to external demands for research information.” The
effects of “expensive, time-consuming and distracting litigation on
on-going research may be devastating” (Brief of Amicus Curiae, American
Sociological Association, 1993).
Confidentiality of research information is philosophically the
cornerstone of sociological research. However, the complexities of
guarantees of confidentiality are now better understood and the
importance of sociologists' awareness of the Code and Federal, state,
and institutional policies and laws is paramount to the design and
conduct of research. This is reflected in the new Code, which states
that sociologists have the responsibility to inform themselves of
pertinent policies and laws and that confidentiality statements should
be framed with these concerns in mind:
Sociologists have an important obligation to take reasonable
precautions to respect the confidentiality rights of research
participants. At the same time, they recognize that confidentiality may
be subject to definitions or limitations established in law,
institutional rules, or specific professional or scientific
relationships.
The review of proposed research by an Institutional Review Board (IRB)
may be required and can be helpful in identifying research risks that
are not known or anticipated. Certificates of Confidentiality (however,
see the next case) are another safeguard against invasions of the
privacy of research participants. Consultation with colleagues,
attorneys, and/or others expert in difficult issues may be useful in
resolving potential conflicts between ethics and law.