Oscar Martinez, a graduate student, was hired to code data and in doing
his work he identified a code that was ambiguous, and without
discussing the matter with Nick Manson, the project director, refined
the code. Subsequently, Manson wrote a paper using the refined code and
gave a copy to Martinez. On reading the paper and seeing that the
variable whose measurement he refined was the central idea of the
paper, Martinez informed the project director of his refinement and
asked for authorship. Manson disagreed, saying that acknowledgment of
the student's contribution in a footnote was sufficient recognition,
since he brought in the basic ideas and analyzed the data.
Questions
1. How much contribution and of what kind merits
authorship?
2. Does Manson have the right the right to decide
authorship credits? Does the student have a claim to authorship? Is his
acknowledgment in a footnote sufficient for his contribution?
3. Should the project director and student jointly
seek and/or separately advice? If so, from whom? From faculty and
graduate students who have published?
Reflect on the above questions and form your
own answers before clicking the Discussion
key to review the commentary provided with this case.
Discussion
“In general, it is best to have frank and open discussions about the
division of credit early in the process. This can help prevent later
difficulties.” This is the crux of this ethical dilemma. Martinez
should have discussed with Manson the refinement of a specific code and
discussed with him the significance of this variable for the study. The
problem with this surface assessment is that Martinez is a graduate
student, perhaps not versed in protocol regarding publication between
student and professor. He was likely unaware that his refinement of one
code was going to have such a significant impact on the project, and
had he known this, would have discussed earlier with Manson the
possibility of publication.
As a professor and someone who should know ethical protocol for work
with graduate students, Manson should have consulted Martinez earlier
in the process. He should have spoke with him about why he refined this
code, what impact this has on the work, and perhaps invited Martinez to
help write the paper. Despite the fact that Martinez did not write the
paper in question, his refinement of the code was the integral piece of
this work. Martinez should discuss this matter with Manson and the
Department Chair in a conference meeting, in the hopes of working out a
mutually acceptable agreement regarding authorship.